Filing Details
- Accession Number:
- 0001783879-22-000264
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-12-13 17:49:54
- Reporting Period:
- 2022-12-09
- Accepted Time:
- 2022-12-13 17:49:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1783879 | Robinhood Markets Inc. | HOOD | Security Brokers, Dealers & Flotation Companies (6211) | 464364776 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1870914 | Baiju Bhatt | C/O Robinhood Markets, Inc. 85 Willow Road Menlo Park CA 94025 | Chief Creative Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2022-12-09 | 91,912 | $9.36 | 1,291,108 | No | 4 | S | Indirect | By Living Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Living Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 28,266 | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Living Trust in August 2022.
- This transaction was executed in multiple trades during the day at prices ranging from $9.28 to $9.47. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
- The total reported in Column 5 has been adjusted by 370,766 shares to correct an overstatement of total holdings reflected in the Form 4 filed on November 3, 2022 and to give effect to the change in the form of beneficial ownership described in footnote 2 therein.