Filing Details
- Accession Number:
- 0001209191-22-060843
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-12-13 09:42:46
- Reporting Period:
- 2022-12-12
- Accepted Time:
- 2022-12-13 09:42:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1320854 | Freightcar America Inc. | RAIL | Railroad Equipment (3743) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1789707 | Matthew W Tonn | 125 South Wacker Drive Suite 1500 Chicago IL 60606 | Chief Commercial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-12-12 | 5,700 | $3.55 | 170,555 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | $3.82 | 2032-01-17 | 47,849 | 47,849 | Direct | |
Common Stock | Employee Stock Option | $3.81 | 2031-01-28 | 49,162 | 49,162 | Direct | |
Common Stock | Employee Stock Option | $2.38 | 2031-01-05 | 300,000 | 300,000 | Direct | |
Common Stock | Employee Stock Option | $1.66 | 2030-01-24 | 144,090 | 144,090 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2032-01-17 | 47,849 | 47,849 | Direct |
2031-01-28 | 49,162 | 49,162 | Direct |
2031-01-05 | 300,000 | 300,000 | Direct |
2030-01-24 | 144,090 | 144,090 | Direct |
Footnotes
- On January 17, 2022, the recipient was granted 47,849 options which will vest in three equal annual installments beginning on January 17, 2023.
- On January 28, 2021, the recipient was granted 49,162 options. 16,715 options are fully vested and currently exercisable, 16,223 options will vest on January 28, 2023 and 16,224 options will vest on January 28, 2024.
- On January 5, 2021, the recipient was granted 300,000 cash-settled stock appreciation rights. 102,000 cash-settled stock appreciation rights are fully vested and currently exercisable, 99,000 cash-settled stock appreciation rights will vest on January 5, 2023 and 99,000 cash-settled stock appreciation rights will vest on January 5, 2024.
- On January 24, 2020 the recipient was granted 144,090 cash-settled stock appreciation rights. 96,541 cash-settled stock appreciation rights are fully vested and currently exercisable and 47,549 cash-settled stock appreciation rights will vest on January 24, 2023.