Filing Details

Accession Number:
0001209191-22-060843
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-12-13 09:42:46
Reporting Period:
2022-12-12
Accepted Time:
2022-12-13 09:42:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1320854 Freightcar America Inc. RAIL Railroad Equipment (3743) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1789707 Matthew W Tonn 125 South Wacker Drive
Suite 1500
Chicago IL 60606
Chief Commercial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-12-12 5,700 $3.55 170,555 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option $3.82 2032-01-17 47,849 47,849 Direct
Common Stock Employee Stock Option $3.81 2031-01-28 49,162 49,162 Direct
Common Stock Employee Stock Option $2.38 2031-01-05 300,000 300,000 Direct
Common Stock Employee Stock Option $1.66 2030-01-24 144,090 144,090 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2032-01-17 47,849 47,849 Direct
2031-01-28 49,162 49,162 Direct
2031-01-05 300,000 300,000 Direct
2030-01-24 144,090 144,090 Direct
Footnotes
  1. On January 17, 2022, the recipient was granted 47,849 options which will vest in three equal annual installments beginning on January 17, 2023.
  2. On January 28, 2021, the recipient was granted 49,162 options. 16,715 options are fully vested and currently exercisable, 16,223 options will vest on January 28, 2023 and 16,224 options will vest on January 28, 2024.
  3. On January 5, 2021, the recipient was granted 300,000 cash-settled stock appreciation rights. 102,000 cash-settled stock appreciation rights are fully vested and currently exercisable, 99,000 cash-settled stock appreciation rights will vest on January 5, 2023 and 99,000 cash-settled stock appreciation rights will vest on January 5, 2024.
  4. On January 24, 2020 the recipient was granted 144,090 cash-settled stock appreciation rights. 96,541 cash-settled stock appreciation rights are fully vested and currently exercisable and 47,549 cash-settled stock appreciation rights will vest on January 24, 2023.