Filing Details
- Accession Number:
- 0001104659-22-126433
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-12-13 07:01:45
- Reporting Period:
- 2022-12-12
- Accepted Time:
- 2022-12-13 07:01:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1740279 | In8Bio Inc. | INAB | Biological Products, (No Disgnostic Substances) (2836) | 825462585 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1813270 | Cavu Management, Lp | C/O Bios Equity Partners 1751 River Run, Suite 400 Fort Worth TX 76107 | Yes | No | Yes | No | |
1813310 | Cavu Advisors, Llc | C/O Bios Equity Partners 1751 River Run, Suite 400 Fort Worth TX 76107 | Yes | No | Yes | No | |
1813313 | Bios Equity Partners Ii, Lp | C/O Bios Equity Partners 1751 River Run, Suite 400 Fort Worth TX 76107 | Yes | No | Yes | No | |
1813316 | W. Leslie Kreis | C/O Bios Equity Partners 1751 River Run, Suite 400 Fort Worth TX 76107 | Yes | No | Yes | No | |
1831976 | Bios Equity Partners Iii, Lp | C/O Bios Equity Partners 1751 River Run, Suite 400 Fort Worth TX 76107 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-12-12 | 9,214 | $2.48 | 601,980 | No | 5 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2022-12-12 | 57,052 | $2.48 | 3,727,597 | No | 5 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2022-12-12 | 8,735 | $2.48 | 570,724 | No | 5 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | P | Indirect | See footnote |
No | 5 | P | Indirect | See footnote |
No | 5 | P | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 574,432 | Indirect | See footnote |
Common Stock | 1,876,624 | Indirect | See footnote |
Common Stock | 251,211 | Indirect | See footnote |
Common Stock | 997,433 | Indirect | See footnote |
Footnotes
- Bios Equity Partners II, LP ("Bios Equity II") is the general partner of the following entities: Bios Fund II, LP ("Bios Fund II"), Bios Fund II QP, LP ("Bios Fund II QP"), Bios Fund II NT, LP ("Bios Fund II NT") and BIOS Incysus Co-Invest I, LP ("BIOS Incysus"). Bios Equity Partners III, LP ("Bios Equity III") is the general partner of the following entities: Bios Fund III, LP ("Bios Fund III"), Bios Fund III QP, LP ("Bios Fund III QP") and Bios Fund III NT, LP ("Bios Fund III NT"). Bios Capital Management, LP ("Bios Management") and Cavu Management, LP ("Cavu Management") are the general partners of Bios Equity II and Bios Equity III. Bios Advisors GP, LLC ("Bios Advisors") is the general partner of Bios Management. Cavu Advisors LLC ("Cavu Advisors") is the general partner of Cavu Management. Bios Management and Bios Advisors are entities managed and controlled by Aaron G.L. Fletcher. Cavu Management and Cavu Advisors are entities managed and controlled by Leslie W. Kreis, Jr.
- Mr. Fletcher, Bios Management and Bios Advisors each share voting and investment control with respect to the shares held by Bios Fund II, Bios Fund II QP, Bios Fund II NT, BIOS Incysus, Bios Fund III, Bios Fund III QP and Bios Fund III NT (collectively, the "Bios Equity Entities"). Because of the relationship between Mr. Fletcher, Bios Management, Bios Advisors and the Bios Equity Entities, Mr. Fletcher, Bios Management and Bios Advisors each may be deemed to beneficially own the shares held directly by the Bios Equity Entities.
- Mr. Kreis, Cavu Management and Cavu Advisors each share voting and investment control with respect to the shares held by the Bios Equity Entities. Because of the relationship between Mr. Kreis, Cavu Management, Cavu Advisors and the Bios Equity Entities, Mr. Kreis, Cavu Management and Cavu Advisors each may be deemed to beneficially own the shares held directly by the Bios Equity Entities.
- For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
- The securities are directly held by Bios Fund III NT.
- The securities are directly held by Bios Fund III QP.
- The securities are directly held by Bios Fund III.
- The securities are directly held by Bios Fund II.
- The securities are directly held by Bios Fund II QP.
- The securities are directly held by Bios Fund II NT.
- The securities are directly held by BIOS Incysus.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.37 to $2.58 inclusive. The reporting persons undertake to provide to IN8BIO, Inc., any security holder of IN8BIO, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (12) to this Form 4.