Filing Details

Accession Number:
0001213900-22-079267
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-12-13 06:00:39
Reporting Period:
2022-12-08
Accepted Time:
2022-12-13 06:00:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1786108 Trinity Capital Inc. TRIN () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1796523 Gerald Harder C/O Trinity Capital Inc.
1 N. 1St Street, 3Rd Floor
Phoenix AZ 85004
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-12-08 10,000 $10.53 11,000 No 4 P Indirect By the Harder Family Living Trust, dated May 26, 2000
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By the Harder Family Living Trust, dated May 26, 2000
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 145,052 Direct
Common Stock 9,788 Indirect By Millennium Trust Co. LLC Custodian FBO Gerald T. Harder IRA
Footnotes
  1. The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $10.40 to $10.76 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Trinity Capital Inc. (the "Company"), or a security holder of the Company full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. Includes 57,803 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2023, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2023.
  3. Includes 45,509 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following the award date of September 15, 2021.