Filing Details

Accession Number:
0001415889-22-012350
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-12-09 17:21:47
Reporting Period:
2022-12-07
Accepted Time:
2022-12-09 17:21:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1563665 Biostage Inc. BSTG Surgical & Medical Instruments & Apparatus (3841) 455210462
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1727656 Dst Capital Llc C/O Biostage, Inc.
84 October Hill Road, Suite 11
Holliston MA 01746
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-12-07 7,000 $2.00 3,665,277 No 4 X Direct
Common Stock Disposition 2022-12-07 1,952 $7.17 3,663,325 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants (right to buy) Disposition 2022-12-07 7,000 $0.00 7,000 $2.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-12-27 2022-12-27 No 4 X Direct
Footnotes
  1. On December 7, 2022, the Reporting Person exercised a warrant to purchase 7,000 shares of common stock for $2 per share. The Reporting Person paid the exercise price on a cashless basis, resulting in Biostage's withholding of 1,952 shares to pay the exercise price based on the daily VWAP of $7.1706, and issuing the remaining 5,048 shares of common stock.