Filing Details
- Accession Number:
- 0001127602-22-027211
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-12-09 17:03:21
- Reporting Period:
- 2022-12-08
- Accepted Time:
- 2022-12-09 17:03:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
794170 | Toll Brothers Inc. | TOL | Operative Builders (1531) | 232416878 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1476755 | Jr. C. Douglas Yearley | 1140 Virginia Drive Fort Washington PA 19034 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-12-08 | 1,359 | $32.22 | 161,278 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-12-08 | 1,359 | $49.82 | 159,919 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2022-12-09 | 34,728 | $0.00 | 194,647 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2022-12-08 | 1,359 | $0.00 | 1,359 | $32.22 |
Common Stock | Performance Based Restricted Stock Units | Acquisiton | 2022-12-09 | 33,887 | $0.00 | 33,887 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
148,641 | 2013-12-17 | 2022-12-17 | No | 4 | M | Direct |
67,774 | 2025-12-20 | 2025-12-25 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,547 | Indirect | 401(k) Plan |
Common Stock | 500 | Indirect | Trust |
Common Stock | 80,500 | Indirect | By SLAT |
Footnotes
- The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.
- Weighted-average sales price. Actual sale prices ranged from $49.82 to $49.84.
- Reflects the number of shares earned in respect of TSR-based performance restricted stock units originally granted on December 18, 2019. On December 9, 2022, the Compensation Committee of the Issuer's Board of Directors certified the achievement of the applicable performance metric, which measured total shareholder return (TSR) of the Issuer over the three year period from November, 1 2019 to October 31, 2022 relative to the TSR of each of a peer group of companies. Settlement of the shares will occur on December 18, 2022.
- Vested 25% on 12/17/2013, 2014, 2015 and 2016. Exercisable as of vesting date.
- Reflects the number of shares earned in respect to operational performance restricted stock units originally granted December 20, 2021. On December 9, 2022, the Compensation Committee of the Board of Directors certified the achievement levels of the operational metrics applicable to the award and the number of shares earned based on such results. One quarter of the shares earned vest each anniversary of the grant date, with settlement of 100% of the award on the fourth anniversary.