Filing Details

Accession Number:
0001161697-22-000574
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-12-08 17:03:05
Reporting Period:
2022-12-06
Accepted Time:
2022-12-08 17:03:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1369568 Catalyst Pharmaceuticals Inc. CPRX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1279473 Gary Ingenito 355 Alhambra Circle, Suite 801
Coral Gables FL 33134
Chief Medical Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2022-12-06 14,667 $0.00 36,720 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2022-12-06 5,918 $16.85 30,802 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Acquisiton 2022-12-06 14,667 $0.00 14,667 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
914,000 No 4 M Direct
Footnotes
  1. Each restricted stock unit represents a contingent right to receive one share of the Registrant's common stock upon vesting.
  2. Dr. Ingenito sold the shares on the open market to pay for taxes due on the vesting of the restricted stock units and not as a result of any disagreement with the Registrant. Dr. Ingenito remains an officer of the Company.
  3. Derivative securities vested in equal tranches, 1/3rd on December 2, 2020, 1/3rd on December 2, 2021 and 1/3rd on December 2, 2022.
  4. Shares of common stock are required to be delivered to the Reporting Person within sixty days of vesting. The final tranche of shares was delivered on December 6, 2022.