Filing Details
- Accession Number:
- 0001181431-11-028658
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-10 20:53:32
- Reporting Period:
- 2011-05-06
- Filing Date:
- 2011-05-10
- Accepted Time:
- 2011-05-10 19:53:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1334036 | Crocs Inc. | CROX | Rubber & Plastics Footwear (3021) | 202164234 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
939448 | L Richard Sharp | 9020 Stony Point Parkway, Suite 180 Richmond VA 23235 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-06 | 152,713 | $1.69 | 155,165 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-06 | 152,713 | $21.00 | 2,452 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-05-06 | 39,610 | $21.06 | 0 | No | 4 | S | Indirect | By EGG & RS, LLC |
Common Stock | Disposition | 2011-05-06 | 39,610 | $21.04 | 0 | No | 4 | S | Indirect | By RBG & RS, LLC |
Common Stock | Disposition | 2011-05-06 | 39,610 | $21.01 | 0 | No | 4 | S | Indirect | By BES & RS, LLC |
Common Stock | Disposition | 2011-05-06 | 39,600 | $21.01 | 0 | No | 4 | S | Indirect | By CSS & RS, LLC |
Common Stock | Acquisiton | 2011-05-09 | 197,717 | $1.69 | 200,169 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-09 | 197,717 | $21.03 | 2,452 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By EGG & RS, LLC |
No | 4 | S | Indirect | By RBG & RS, LLC |
No | 4 | S | Indirect | By BES & RS, LLC |
No | 4 | S | Indirect | By CSS & RS, LLC |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-05-06 | 152,713 | $0.00 | 152,713 | $1.69 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-05-09 | 197,717 | $0.00 | 197,717 | $1.69 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
197,717 | 2012-04-27 | No | 4 | M | Direct | |
0 | 2012-04-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 666,507 | Indirect | By The RLS Trust |
Footnotes
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.95 to $21.085, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3), (4), (5) and (6) of this Form 4.
- The reporting person is the sole trustee of The RLS Trust and is the sole manager of each of BES & RS, LLC, EGG & RS, LLC, RBG & RS, LLC and CSS & RS, LLC and he exercies voting and investment power over all of the shares beneficially owned by the trust and each company.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.96 to $21.075, inclusive.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.92 to $21.06, inclusive.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.981 to $21.02, inclusive.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $21.00 to $21.125, inclusive.
- Includes 7,352 shares previously held directly by the reporting person, which were re-registered in the name of The RLS Trust.
- This option was previously reported as covering 175,215 shares at an exercise price of $3.38 per share, but was adjusted to reflect the 2-for-1 stock split that occured on June 14, 2007.
- The options vested and became exercisable in four equal installments on May 1, 2006, May 1, 2007, May 1, 2008 and May 1, 2009.