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Filing Details

Accession Number:: 0001104659-22-125197
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-12-07 16:31:59
Reporting Period:: 2022-12-05

Accepted Time:: 2022-12-07 16:31:59
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1708527	Aziyo Biologics Inc.	AZYO	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1184421	Kevin Rakin	36 Church Lane Westport CT 06880	Yes	No	Yes	No
1598026	Highcape Partners Qp, L.p.	36 Church Lane Westport CT 06880	No	No	Yes	No
1598046	Highcape Partners, L.p.	36 Church Lane Westport CT 06880	No	No	Yes	No
1790214	Matt Zuga	36 Church Lane Westport CT 06880	Yes	No	Yes	No
1819932	Highcape Partners Gp, L.p.	36 Church Lane Westport CT 06880	No	No	Yes	No
1819933	Highcape Partners Gp, Llc	36 Church Lane Westport CT 06880	No	No	Yes	No
1819988	Highcape Co-Investment Vehicle I, Llc	36 Church Lane Westport CT 06880	No	No	Yes	No
1820044	Highcape Co-Investment Vehicle Ii, Llc	36 Church Lane Westport CT 06880	No	No	Yes	No
1826279	Highcape Capital, L.p.	36 Church Lane Westport CT 06880	Yes	No	Yes	No
1827500	Highcape Capital, Llc	36 Church Lane Westport CT 06880	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2022-12-05	735,000	$4.75	5,597,604	No	4	P	Indirect	See footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnotes

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	90,807	Indirect	Held by the Kevin L. Rakin Irrevocable Trust

Footnotes

Includes: (i) 53,818 shares of Class A Common Stock held of record by HighCape Partners, L.P.; (ii) 4,001,428 shares of Class A Common Stock held of record by HighCape Partners QP, L.P.; (iii) 499,145 shares of Class A Common Stock held of record by HighCape Co-Investment Vehicle I, LLC; (iv) 259,282 shares of Class A Common Stock held of record by HighCape Co-Investment Vehicle II, LLC; (v) 48,931 shares of Class A Common Stock held of record by HighCape Capital, L.P.; (vi) 15,023 shares of Class A Common Stock held of record by HighCape Partners II, L.P.; and (vii) 719,977 shares of Class A Common Stock held of record by HighCape Partners QP II, L.P.
Kevin Rakin and W. Matthew Zuga, members of Issuer's board of directors, are the managing members of HighCape Partners GP, LLC, which is the general partner of HighCape Partners GP, L.P., which is the general partner of each of HighCape Partners, L.P. and HighCape Partners QP, L.P. Messrs. Rakin and Zuga are the managing members of HighCape Capital, LLC, which is the general partner of HighCape Capital, L.P. Messrs. Rakin and Zuga are also the managing members of HighCape Partners GP II, LLC, which is the general partner of HighCape Partners GP II, L.P., which is the general partner of each of HighCape Partners II, L.P. and HighCape Partners QP II, L.P.
Each of Mr. Rakin, Mr. Zuga, HighCape Partners GP, LLC and HighCape Partners GP, L.P. may be deemed to beneficially own the securities held of record by each of HighCape Partners, L.P. and HighCape Partners QP, L.P. Each of Mr. Rakin, Mr. Zuga and HighCape Capital, LLC may be deemed to beneficially own the securities held of record by HighCape Capital, L.P. Each of Mr. Rakin, Mr. Zuga, HighCape Partners GP II, LLC and HighCape Partners GP II, L.P. may be deemed to beneficially own the securities held of record by each of HighCape Partners II, L.P. and HighCape Partners QP II, L.P.
In addition, Mr. Zuga is the managing member of each of HighCape Co-Investment Vehicle I, LLC and HighCape Co-Investment Vehicle II, LLC and may be deemed to beneficially own the securities held of record by each such entity. Mr. Rakin may be deemed to beneficially own the securities held of record by the Kevin L. Rakin Irrevocable Trust. Each of the reporting persons disclaims beneficial ownership of the securities held by the other reporting persons except to the extent of each reporting person's pecuniary interest therein, if any.