Filing Details
- Accession Number:
- 0001104659-22-125197
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-12-07 16:31:59
- Reporting Period:
- 2022-12-05
- Accepted Time:
- 2022-12-07 16:31:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1708527 | Aziyo Biologics Inc. | AZYO | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1184421 | Kevin Rakin | 36 Church Lane Westport CT 06880 | Yes | No | Yes | No | |
1598026 | Highcape Partners Qp, L.p. | 36 Church Lane Westport CT 06880 | No | No | Yes | No | |
1598046 | Highcape Partners, L.p. | 36 Church Lane Westport CT 06880 | No | No | Yes | No | |
1790214 | Matt Zuga | 36 Church Lane Westport CT 06880 | Yes | No | Yes | No | |
1819932 | Highcape Partners Gp, L.p. | 36 Church Lane Westport CT 06880 | No | No | Yes | No | |
1819933 | Highcape Partners Gp, Llc | 36 Church Lane Westport CT 06880 | No | No | Yes | No | |
1819988 | Highcape Co-Investment Vehicle I, Llc | 36 Church Lane Westport CT 06880 | No | No | Yes | No | |
1820044 | Highcape Co-Investment Vehicle Ii, Llc | 36 Church Lane Westport CT 06880 | No | No | Yes | No | |
1826279 | Highcape Capital, L.p. | 36 Church Lane Westport CT 06880 | Yes | No | Yes | No | |
1827500 | Highcape Capital, Llc | 36 Church Lane Westport CT 06880 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2022-12-05 | 735,000 | $4.75 | 5,597,604 | No | 4 | P | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnotes |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 90,807 | Indirect | Held by the Kevin L. Rakin Irrevocable Trust |
Footnotes
- Includes: (i) 53,818 shares of Class A Common Stock held of record by HighCape Partners, L.P.; (ii) 4,001,428 shares of Class A Common Stock held of record by HighCape Partners QP, L.P.; (iii) 499,145 shares of Class A Common Stock held of record by HighCape Co-Investment Vehicle I, LLC; (iv) 259,282 shares of Class A Common Stock held of record by HighCape Co-Investment Vehicle II, LLC; (v) 48,931 shares of Class A Common Stock held of record by HighCape Capital, L.P.; (vi) 15,023 shares of Class A Common Stock held of record by HighCape Partners II, L.P.; and (vii) 719,977 shares of Class A Common Stock held of record by HighCape Partners QP II, L.P.
- Kevin Rakin and W. Matthew Zuga, members of Issuer's board of directors, are the managing members of HighCape Partners GP, LLC, which is the general partner of HighCape Partners GP, L.P., which is the general partner of each of HighCape Partners, L.P. and HighCape Partners QP, L.P. Messrs. Rakin and Zuga are the managing members of HighCape Capital, LLC, which is the general partner of HighCape Capital, L.P. Messrs. Rakin and Zuga are also the managing members of HighCape Partners GP II, LLC, which is the general partner of HighCape Partners GP II, L.P., which is the general partner of each of HighCape Partners II, L.P. and HighCape Partners QP II, L.P.
- Each of Mr. Rakin, Mr. Zuga, HighCape Partners GP, LLC and HighCape Partners GP, L.P. may be deemed to beneficially own the securities held of record by each of HighCape Partners, L.P. and HighCape Partners QP, L.P. Each of Mr. Rakin, Mr. Zuga and HighCape Capital, LLC may be deemed to beneficially own the securities held of record by HighCape Capital, L.P. Each of Mr. Rakin, Mr. Zuga, HighCape Partners GP II, LLC and HighCape Partners GP II, L.P. may be deemed to beneficially own the securities held of record by each of HighCape Partners II, L.P. and HighCape Partners QP II, L.P.
- In addition, Mr. Zuga is the managing member of each of HighCape Co-Investment Vehicle I, LLC and HighCape Co-Investment Vehicle II, LLC and may be deemed to beneficially own the securities held of record by each such entity. Mr. Rakin may be deemed to beneficially own the securities held of record by the Kevin L. Rakin Irrevocable Trust. Each of the reporting persons disclaims beneficial ownership of the securities held by the other reporting persons except to the extent of each reporting person's pecuniary interest therein, if any.