Filing Details

Accession Number:
0001723596-22-000515
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-12-06 16:20:21
Reporting Period:
2022-12-02
Accepted Time:
2022-12-06 16:20:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1723596 Columbia Financial Inc. CLBK Savings Institution, Federally Chartered (6035) 223504946
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1731365 E. Elizabeth Randall 19-01 Route 208 North
Fair Lawn NJ 07410
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-12-02 15,111 $15.60 35,668 No 4 M Direct
Common Stock Disposition 2022-12-02 15,111 $21.76 20,557 No 4 S Direct
Common Stock Acquisiton 2022-12-05 5,709 $15.60 26,266 No 4 M Direct
Common Stock Disposition 2022-12-05 5,709 $21.22 20,557 No 4 S Direct
Common Stock Acquisiton 2022-12-02 108 $21.60 4,445 No 4 A Indirect By Stock-Based Deferral Plan
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 A Indirect By Stock-Based Deferral Plan
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (right to buy) Disposition 2022-12-02 15,111 $0.00 15,111 $15.60
Common Stock Stock Options (right to buy) Disposition 2022-12-05 5,709 $0.00 5,709 $15.60
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
68,183 2020-07-23 2029-07-23 No 4 M Direct
62,474 2020-07-23 2029-07-23 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 44,447 Indirect By IRA
Common Stock 6,704 Indirect By Roth IRA
Common Stock 13,616 Indirect By Stock Award
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.75 to $21.81, inclusive. The reporting person undertakes to provide to Columbia Financial, Inc., any security holder of Columbia Financial, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.20 to $21.30, inclusive. The reporting person undertakes to provide to Columbia Financial, Inc., any security holder of Columbia Financial, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.
  3. Represents phantom stock purchased, on a non-discretionary basis, by the trustee of the Bank's rabbi trust maintained in connection with the Columbia Bank Stock Based Deferral Plan, a non-qualified stock-based deferral plan. Stock unit interests under the Columbia Bank Stock Based Deferral Plan will be settled in shares of stock upon distribution to the reporting person.
  4. Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in five approximately equal annual installments commencing on July 23, 2020.
  5. Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in five approximately equal annual installments commencing on July 23, 2020.