Filing Details
- Accession Number:
- 0001181431-11-028546
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-10 17:10:34
- Reporting Period:
- 2011-05-06
- Filing Date:
- 2011-05-10
- Accepted Time:
- 2011-05-10 16:10:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 789073 | Fortune Brands Inc | FO | Hearing Equip, Except Elec & Warm Air; & Plumbing Fixtures (3430) | 133295276 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1190584 | Mark Hausberg | 520 Lake Cook Road Deerfield IL 60015 | Sr. Vp - Finance & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $3.125 | Acquisiton | 2011-05-06 | 14,213 | $30.54 | 46,753 | No | 4 | M | Direct | |
| Common Stock, Par Value $3.125 | Disposition | 2011-05-06 | 14,213 | $63.79 | 32,540 | No | 4 | S | Direct | |
| Common Stock, Par Value $3.125 | Acquisiton | 2011-05-06 | 3,274 | $30.54 | 35,814 | No | 4 | M | Direct | |
| Common Stock, Par Value $3.125 | Disposition | 2011-05-06 | 1,574 | $63.50 | 34,240 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options (Right to Buy) | Disposition | 2011-05-06 | 14,213 | $0.00 | 14,213 | $30.54 |
| Common Stock | Options (Right to Buy) | Disposition | 2011-05-06 | 3,274 | $0.00 | 3,274 | $30.54 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,274 | 2002-09-24 | 2011-09-24 | No | 4 | M | Direct |
| 0 | 2002-09-24 | 2011-09-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $3.125 | 1,323 | Indirect | Fortune Brands, Inc. Retirement Savings Plan Trust |
Footnotes
- Reflects the exercise of options issued under the issuer's Long-Term Incentive Plans.
- The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $63.39 to $64.09, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
- Reflects the number of shares delivered in payment of the exercise price.
- The number of shares reported as held by the Fortune Brands, Inc. Retirement Savings Plan Trust represents the undersigned's proportional beneficial interest in the common stock held in the Trust as of May 6, 2011.
Billionaire Hedge Funds
