Filing Details
- Accession Number:
- 0001628280-22-031395
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-12-05 18:24:55
- Reporting Period:
- 2022-12-01
- Accepted Time:
- 2022-12-05 18:24:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1841925 | Indie Semiconductor Inc. | INDI | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1865418 | Thomas Schiller | 32 Journey Aliso Viejo CA 92656 | Cfo And Evp Of Strategy | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2022-12-01 | 15,835 | $8.03 | 1,462,944 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2022 (the "Original Plan"), which included automated open market sales at prevailing prices on seven predetermined dates through December 31, 2022. The Rule 10b5-1 trading plan was modified on November 30, 2022 (the "Modified Plan") to include automated open market sales of the Issuer's Class A common stock at prevailing prices on predetermined dates through December 31, 2023. The terms of the Modified Plan become effective on December 30, 2022, and accordingly, the sales reported in this Form 4 were made pursuant to the Original Plan.
- The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $7.90 to $8.19, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.