Filing Details
- Accession Number:
- 0001209191-22-059756
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-12-05 17:10:46
- Reporting Period:
- 2022-11-30
- Accepted Time:
- 2022-12-05 17:10:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1811063 | Nuvation Bio Inc. | NUVB | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1206977 | E Kathryn Falberg | C/O Nuvation Bio Inc. 1500 Broadway, Suite 1401 New York NY 10036 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2022-11-30 | 75,041 | $1.85 | 75,041 | No | 4 | P | Indirect | By Trust |
Class A Common Stock | Acquisiton | 2022-12-01 | 84,959 | $1.97 | 160,000 | No | 4 | P | Indirect | By Trust |
Class A Common Stock | Acquisiton | 2022-12-02 | 47,000 | $1.98 | 207,000 | No | 4 | P | Indirect | By Trust |
Class A Common Stock | Acquisiton | 2022-12-05 | 43,000 | $1.95 | 250,000 | No | 4 | P | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Trust |
No | 4 | P | Indirect | By Trust |
No | 4 | P | Indirect | By Trust |
No | 4 | P | Indirect | By Trust |
Footnotes
- Price reported is a weighted-average purchase price. The shares were purchased at prices ranging from $1.805 to $1.90. The reporting person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
- Shares are held directly by The Falberg-Predovich Family Trust, of which the Reporting Person is Co-Trustee.
- Price reported is a weighted-average purchase price. The shares were purchased at prices ranging from $1.92 to $1.99. The reporting person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
- Price reported is a weighted-average purchase price. The shares were purchased at prices ranging from $1.925 to $2.00. The reporting person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares purchased at each separate price.