Filing Details

Accession Number:
0001235802-22-000131
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-12-05 16:34:27
Reporting Period:
2022-12-01
Accepted Time:
2022-12-05 16:34:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1253176 Vapotherm Inc VAPO Surgical & Medical Instruments & Apparatus (3841) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1506228 Brian Lawrence 100 Domain Drive
Exeter NH 03833
Svp & Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-12-01 100,000 $1.33 235,700 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.295 to $1.3792, inclusive. The reporting person undertakes to provide to Vapotherm, Inc., any security holder of Vapotherm, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.
  2. Incudes 135,700 shares that will be issued over time upon vesting and settlement of restricted stock units granted under the Amended and Restated 2018 Equity Incentive Plan (as amended from time to time), subject to the reporting person's continued service as an employee or other service provider to the Issuer through the vesting dates.