Filing Details

Accession Number:
0001104659-11-027798
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-10 16:47:12
Reporting Period:
2011-05-10
Filing Date:
2011-05-10
Accepted Time:
2011-05-10 15:47:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1489096 Thermon Group Holdings Inc. THR Electrical Industrial Apparatus (3620) 272228185
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1275716 Chs Capital Llc 10 South Wacker Drive, Suite 3175
Chicago IL 60606
No No Yes No
1308252 Chs Private Equity V Lp 10 South Wacker Drive, Suite 3175
Chicago IL 60606
No No Yes No
1519908 Chs Management V Lp 10 South Wacker Drive, Suite 3175
Chicago IL 60606
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-05-10 4,305,008 $12.00 9,552,017 No 4 S Direct
Common Stock Disposition 2011-05-10 72,458 $0.00 9,479,559 No 4 J Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 J Direct
Footnotes
  1. CHS Private Equity V LP is the record holder of these securities. CHS Capital LLC is the general partner of CHS Management V LP, which in turn is the general partner of CHS Private Equity V LP. CHS Capital LLC and CHS Management V LP disclaim beneficial ownership of the securities owned by CHS Private Equity V LP except to the extent of a pecuniary interest therein.
  2. CHS Private Equity V LP is making a distribution of the net proceeds received by it from the initial public offering of Thermon Group Holdings, Inc. ("Thermon") to its partners. CHS Management V LP, its general partner, elected to receive a portion of its distribution in the form of shares of Thermon common stock and received 72,458 shares of Thermon common stock in respect thereof. CHS Management V LP has entered into a lock up agreement with Barclays Capital Inc. and Jefferies & Company, Inc., the representatives of the underwriters for Thermon's initial public offering, restricting the sale of such shares until November 1, 2011, subject to extension under certain circumstances. CHS Capital LLC disclaims beneficial ownership of the securities owned by CHS Management V LP except to the extent of a pecuniary interest therein.