Filing Details
- Accession Number:
- 0001104659-11-027798
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-10 16:47:12
- Reporting Period:
- 2011-05-10
- Filing Date:
- 2011-05-10
- Accepted Time:
- 2011-05-10 15:47:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1489096 | Thermon Group Holdings Inc. | THR | Electrical Industrial Apparatus (3620) | 272228185 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1275716 | Chs Capital Llc | 10 South Wacker Drive, Suite 3175 Chicago IL 60606 | No | No | Yes | No | |
1308252 | Chs Private Equity V Lp | 10 South Wacker Drive, Suite 3175 Chicago IL 60606 | No | No | Yes | No | |
1519908 | Chs Management V Lp | 10 South Wacker Drive, Suite 3175 Chicago IL 60606 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-05-10 | 4,305,008 | $12.00 | 9,552,017 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-05-10 | 72,458 | $0.00 | 9,479,559 | No | 4 | J | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | J | Direct |
Footnotes
- CHS Private Equity V LP is the record holder of these securities. CHS Capital LLC is the general partner of CHS Management V LP, which in turn is the general partner of CHS Private Equity V LP. CHS Capital LLC and CHS Management V LP disclaim beneficial ownership of the securities owned by CHS Private Equity V LP except to the extent of a pecuniary interest therein.
- CHS Private Equity V LP is making a distribution of the net proceeds received by it from the initial public offering of Thermon Group Holdings, Inc. ("Thermon") to its partners. CHS Management V LP, its general partner, elected to receive a portion of its distribution in the form of shares of Thermon common stock and received 72,458 shares of Thermon common stock in respect thereof. CHS Management V LP has entered into a lock up agreement with Barclays Capital Inc. and Jefferies & Company, Inc., the representatives of the underwriters for Thermon's initial public offering, restricting the sale of such shares until November 1, 2011, subject to extension under certain circumstances. CHS Capital LLC disclaims beneficial ownership of the securities owned by CHS Management V LP except to the extent of a pecuniary interest therein.