Filing Details
- Accession Number:
- 0001209191-22-059648
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-12-05 16:08:34
- Reporting Period:
- 2022-12-02
- Accepted Time:
- 2022-12-05 16:08:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1331520 | Home Bancshares Inc | HOMB | State Commercial Banks (6022) | 710682831 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1365246 | Tracy French | P.o. Box 966 Conway AR 72033 | Centennial Bank Ceo/President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-12-02 | 40,000 | $8.62 | 205,949 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-12-02 | 40,000 | $9.54 | 245,949 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-12-02 | 28,633 | $25.37 | 217,316 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2022-12-05 | 51,367 | $24.21 | 165,949 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2022-12-02 | 40,000 | $0.00 | 40,000 | $8.62 |
| Common Stock | Stock Option | Disposition | 2022-12-02 | 40,000 | $0.00 | 40,000 | $9.54 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-01-17 | No | 4 | M | Direct | |
| 0 | 2023-04-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock - Restricted Stock | 6,000 | Direct | |
| Common Stock - Performance Based | 75,000 | Direct | |
| Common Stock | 29,672 | Indirect | By IRA |
| Common Stock | 47,047 | Indirect | By 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $14.71 | 2025-01-15 | 100,000 | 100,000 | Direct | |
| Common Stock | Performance Stock Option | $18.46 | 2025-08-23 | 150,000 | 150,000 | Direct | |
| Common Stock | Performance Stock Option | $23.32 | 2028-07-19 | 150,000 | 150,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-01-15 | 100,000 | 100,000 | Direct |
| 2025-08-23 | 150,000 | 150,000 | Direct |
| 2028-07-19 | 150,000 | 150,000 | Direct |
Footnotes
- The reporting person had 1,000 shares of restricted stock vest since the last filing.
- Restricted Stock granted on January 27, 2020 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.
- Restricted Stock granted on January 22, 2021 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date
- Restricted Stock granted on January 21, 2022 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.
- The Performance Stock awarded on July 19, 2018 will vest in 33 1/3% installments over three years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal was met on March 31, 2021 and the stock will begin vesting on March 31, 2024.
- Includes 1020.24 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.
- The option is exercisable in five equal annual installments. The first installment became exercisable on January 18, 2014.
- The option is exercisable in five equal annual installments. The first installment becomes exercisable on April 18, 2014.
- The option is exercisable in five equal annual installments. The first installment became exercisable on January 16, 2016.
- Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 is exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal was met on December 31, 2016. Therefore, the first installment became exercisable on August 24, 2016.
- The Performance Stock Option awarded on July 19, 2018 is exercisable in five equal annual installments beginning on the first annual anniversary of the date that the performance goal is met. The performance goal was met on March 31, 2021 and the stock options began vesting on March 31, 2022.
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