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Home > Insider Trading > Filing (0001415889-22-012028)

Filing Details

Accession Number:: 0001415889-22-012028
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2022-12-05 13:27:50
Reporting Period:: 2022-12-02

Accepted Time:: 2022-12-05 13:27:50
Original Submission Date:: 2022-12-02
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1864208	Guggenheim Active Allocation Fund	GUG	()	4/A

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1608884	Angela Brock-Kyle	227 West Monroe Street Chicago IL 60606		No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2022-12-02	351	$14.16	1,351	No	4	P	Direct
Common Stock	Acquisiton	2022-12-02	2	$14.19	1,353	No	4	P	Direct
Common Stock	Acquisiton	2022-12-02	0	$14.21	1,353	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Footnotes

The Form 4 is being amended to clarify previously-reported trades. The total amount of securities owned following the reported transactions remains the same at 1,352.7820.