Filing Details
- Accession Number:
- 0001500624-11-000035
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-05-10 16:19:35
- Reporting Period:
- 2011-05-06
- Filing Date:
- 2011-05-10
- Accepted Time:
- 2011-05-10 15:19:35
- Original Submission Date:
- 2011-05-09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1366367 | Yadkin Valley Financial Corp | YAVY | State Commercial Banks (6022) | 204495993 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1366358 | N James Smoak | 333 Sunset Drive Wilkesboro NC 28697 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-06 | 85,555 | $2.25 | 120,487 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-05-06 | 34,222 | $2.25 | 34,222 | No | 4 | P | Indirect | James N. Smoak, Trustee for Robert R. Smoak, Simple Trust UW |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | James N. Smoak, Trustee for Robert R. Smoak, Simple Trust UW |
Billionaire Hedge Funds
