Filing Details

Accession Number:
0001500624-11-000035
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2011-05-10 16:19:35
Reporting Period:
2011-05-06
Filing Date:
2011-05-10
Accepted Time:
2011-05-10 15:19:35
Original Submission Date:
2011-05-09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366367 Yadkin Valley Financial Corp YAVY State Commercial Banks (6022) 204495993
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1366358 N James Smoak 333 Sunset Drive
Wilkesboro NC 28697
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-05-06 85,555 $2.25 120,487 No 4 P Direct
Common Stock Acquisiton 2011-05-06 34,222 $2.25 34,222 No 4 P Indirect James N. Smoak, Trustee for Robert R. Smoak, Simple Trust UW
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect James N. Smoak, Trustee for Robert R. Smoak, Simple Trust UW