Filing Details
- Accession Number:
- 0000950138-11-000292
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-10 15:24:07
- Reporting Period:
- 2011-05-10
- Filing Date:
- 2011-05-10
- Accepted Time:
- 2011-05-10 14:24:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1489096 | Thermon Group Holdings Inc. | THR | Electrical Industrial Apparatus (3620) | 272228185 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1358379 | P L Ii Partners Capital Street Thompson | 120 S. Central Avenue Suite 600 St. Louis MO 63105 | No | No | Yes | No | |
1519849 | Thompson Street Capital Partners Ii Gp, L.p. | 120 S. Central Avenue Suite 600 St. Louis MO 63105 | No | No | Yes | No | |
1519893 | Thompson Street Capital Llc | 120 S. Central Avenue Suite 600 St. Louis MO 63105 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-10 | 4,811,467 | $0.00 | 4,811,467 | No | 4 | C | Direct | |
Common Stock | Disposition | 2011-05-10 | 1,494,794 | $11.16 | 3,316,673 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Class A Common Stock | Disposition | 2011-05-10 | 4,811,467 | $0.00 | 4,811,467 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct |
Footnotes
- The Class A Common Stock was converted into common stock on a one for one basis immediately prior to the consummation of the underwritten intitial public offering, and has no expiration date.
- This amount represents the $12.00 initial public offering price per share less the underwriting discount of $.84 per share.
- Thompson Street Capital Partners II, GP, L.P. is the general partner of Thompson Street Capital Partners II, L.P. Thompson Street Capital LLC is the general partner of Thompson Street Capital II GP, L.P. Each of Thompson Street Capital Partners II GP, L.P. and Thompson Street Capital LLC beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securitites except to the extent of its pecuniary interest therein.