Filing Details
- Accession Number:
- 0001500624-11-000030
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-10 15:19:55
- Reporting Period:
- 2011-05-06
- Filing Date:
- 2011-05-10
- Accepted Time:
- 2011-05-10 14:19:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1366367 | Yadkin Valley Financial Corp | YAVY | State Commercial Banks (6022) | 204495993 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1366361 | Jr A James Harrell | 835 Claremont Center Drive Elkin NC 28621 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-06 | 25,666 | $2.25 | 64,541 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock | $0.00 | 800 | 11,416 | Indirect | ||
Common Stock | Phantom Stock | $0.00 | 45 | 11,416 | Indirect | ||
Common Stock | Phantom Stock | $0.00 | 2,233 | 11,416 | Indirect | ||
Common Stock | Phantom Stock | $0.00 | 2,289 | 11,416 | Indirect | ||
Common Stock | Phantom Stock | $0.00 | 2,308 | 11,416 | Indirect | ||
Common Stock | Phantom Stock | $0.00 | 1,898 | 11,416 | Indirect | ||
Common Stock | Phantom Stock | $0.00 | 1,824 | 11,416 | Indirect | ||
Common Stock | Phantom Stock | $0.00 | 19 | 11,416 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
800 | 11,416 | Indirect | |
45 | 11,416 | Indirect | |
2,233 | 11,416 | Indirect | |
2,289 | 11,416 | Indirect | |
2,308 | 11,416 | Indirect | |
1,898 | 11,416 | Indirect | |
1,824 | 11,416 | Indirect | |
19 | 11,416 | Indirect |
Footnotes
- Each share of Phantom stick is the economic qeuivalent of one share of common stock, The shares of Phantom stock become payable in commin stock upon the reporting person's termination of service as a director.