Filing Details

Accession Number:
0001500624-11-000030
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-10 15:19:55
Reporting Period:
2011-05-06
Filing Date:
2011-05-10
Accepted Time:
2011-05-10 14:19:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366367 Yadkin Valley Financial Corp YAVY State Commercial Banks (6022) 204495993
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1366361 Jr A James Harrell 835 Claremont Center Drive
Elkin NC 28621
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-05-06 25,666 $2.25 64,541 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock $0.00 800 11,416 Indirect
Common Stock Phantom Stock $0.00 45 11,416 Indirect
Common Stock Phantom Stock $0.00 2,233 11,416 Indirect
Common Stock Phantom Stock $0.00 2,289 11,416 Indirect
Common Stock Phantom Stock $0.00 2,308 11,416 Indirect
Common Stock Phantom Stock $0.00 1,898 11,416 Indirect
Common Stock Phantom Stock $0.00 1,824 11,416 Indirect
Common Stock Phantom Stock $0.00 19 11,416 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
800 11,416 Indirect
45 11,416 Indirect
2,233 11,416 Indirect
2,289 11,416 Indirect
2,308 11,416 Indirect
1,898 11,416 Indirect
1,824 11,416 Indirect
19 11,416 Indirect
Footnotes
  1. Each share of Phantom stick is the economic qeuivalent of one share of common stock, The shares of Phantom stock become payable in commin stock upon the reporting person's termination of service as a director.