Filing Details

Accession Number:
0001209191-22-059022
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-30 16:07:11
Reporting Period:
2022-11-28
Accepted Time:
2022-11-30 16:07:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
924717 Surmodics Inc SRDX Surgical & Medical Instruments & Apparatus (3841) 411356149
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1207430 H Jose Bedoya 604 10Th Street
Boulder CO 80302
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-11-28 4,366 $20.18 28,558 No 4 M Direct
Common Stock Disposition 2022-11-28 4,366 $34.89 24,192 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2022-11-28 4,366 $0.00 4,366 $20.18
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2022-12-18 No 4 M Direct
Footnotes
  1. The amount beneficially owned includes 11,985 restricted stock units (RSUs) that vest on service-based vesting dates and 8,430 DSUs that are vested upon issuance, each of which will be settled in shares of the issuer's common stock on a 1 for 1 basis when the reporting person's service as a director ends.
  2. Fully vested.