Filing Details
- Accession Number:
- 0001118417-22-000146
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-29 20:48:13
- Reporting Period:
- 2021-12-14
- Accepted Time:
- 2022-11-29 20:48:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1118417 | Model N Inc. | MODN | Services-Computer Programming, Data Processing, Etc. (7370) | 770528806 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1773390 | Christopher Lyon | C/O Model N, Inc. 777 Mariners Island Blvd, Suite 300 San Mateo CA 94404 | Chief Revenue Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-12-14 | 5,461 | $0.00 | 196,749 | No | 4 | G | Direct | |
| Common Stock | Acquisiton | 2021-12-14 | 5,461 | $0.00 | 5,461 | No | 4 | G | Indirect | Christopher J Lyon Revocable Trust |
| Common Stock | Disposition | 2022-08-18 | 35,823 | $0.00 | 160,926 | No | 4 | G | Direct | |
| Common Stock | Acquisiton | 2022-08-18 | 35,823 | $0.00 | 41,284 | No | 4 | G | Indirect | Christopher J Lyon Revocable Trust |
| Common Stock | Disposition | 2022-11-23 | 10,811 | $37.13 | 30,473 | No | 4 | S | Indirect | Christopher J Lyon Revocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | G | Direct | |
| No | 4 | G | Indirect | Christopher J Lyon Revocable Trust |
| No | 4 | G | Direct | |
| No | 4 | G | Indirect | Christopher J Lyon Revocable Trust |
| No | 4 | S | Indirect | Christopher J Lyon Revocable Trust |
Footnotes
- On December 14, 2021, the Reporting Person transferred 5,461 directly owned shares of MODN common stock to the Christopher J Lyon Revocable Trust, of which the Reporting Person and his spouse are trustees and beneficiaries.
- On August 18, 2022, the Reporting Person transferred 35,823 directly owned shares of MODN common stock to the Christopher J Lyon Revocable Trust, of which the Reporting Person and his spouse are trustees and beneficiaries.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.10 to $37.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Billionaire Hedge Funds
