Filing Details

Accession Number:
0000899243-22-037140
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2022-11-29 16:58:06
Reporting Period:
2022-09-09
Accepted Time:
2022-11-29 16:58:06
Original Submission Date:
2022-09-13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1819994 Rocket Lab Usa Inc. RKLB Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1045849 D Michael Griffin C/O Rocket Lab Usa, Inc.
3881 Mcgowen Street
Long Beach CA 90808
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-09-09 456,190 $0.00 190,156 No 4 J Direct
Common Stock Acquisiton 2022-09-09 456,190 $0.00 456,190 No 4 J Indirect By LogiQ, Inc.
Common Stock Disposition 2022-09-09 456,190 $5.62 0 No 4 S Indirect By LogiQ, Inc.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 J Indirect By LogiQ, Inc.
No 4 S Indirect By LogiQ, Inc.
Footnotes
  1. The reporting person transferred these shares to LogiQ, Inc., a corporation controlled by the reporting person and in which the reporting person holds a 50% economic interest. The reporting person disclaims beneficial ownership of any securities held by LogiQ, Inc. except to the extent of their pecuniary interest therein.
  2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.56 to $5.665, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.