Filing Details
- Accession Number:
- 0001104659-22-122823
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-29 14:00:41
- Reporting Period:
- 2022-11-28
- Accepted Time:
- 2022-11-29 14:00:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1270436 | Cohen & Co Inc. | COHN | Real Estate Investment Trusts (6798) | TX |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1020944 | Steven G Dawson | C/O Cohen &Amp; Co Inc., 2929 Arch Street, Suite 1703 Philadelphia PA 19104-2870 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Disposition | 2022-11-28 | 254 | $8.54 | 26,716 | No | 4 | S | Indirect | By Regents Gate Associates LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Regents Gate Associates LLC |
Footnotes
- The Reporting Person is the primary trustee and sole beneficiary of Corriente Private Trust and, through Corriente Private Trust, he has voting and investment control with respect to the securities held therein. Corriente Private Trust is one of the two members of Regents Gate Associates, LLC, the other member is the Reporting Person's spouse's trust. The Reporting Person disclaims any interest in the securities beyond his pecuniary interest.
Billionaire Hedge Funds
