Filing Details
- Accession Number:
- 0001315098-22-000178
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-28 19:33:17
- Reporting Period:
- 2022-08-31
- Accepted Time:
- 2022-11-28 19:33:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1315098 | Roblox Corp | RBLX | Services-Prepackaged Software (7372) | 200991664 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1834991 | David Baszucki | C/O Roblox Corporation 970 Park Place San Mateo CA 94403 | President & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2022-11-23 | 550,000 | $0.08 | 550,001 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2022-11-23 | 549,577 | $31.85 | 424 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2022-11-23 | 423 | $32.18 | 1 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2022-11-23 | 100,000 | $0.00 | 1,112,500 | No | 4 | G | Indirect | See Footnote |
| Class A Common Stock | Acquisiton | 2022-11-23 | 100,000 | $0.00 | 100,000 | No | 4 | G | Indirect | See Footnote |
| Class A Common Stock | Disposition | 2022-11-23 | 99,923 | $31.85 | 77 | No | 4 | S | Indirect | See Footnote |
| Class A Common Stock | Disposition | 2022-11-23 | 77 | $32.18 | 0 | No | 4 | S | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | G | Indirect | See Footnote |
| No | 4 | G | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2022-11-23 | 550,000 | $0.08 | 550,000 | $0.08 |
| Class A Common Stock | Class B Common Stock | Disposition | 2022-08-31 | 16,000 | $0.00 | 16,000 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2022-08-31 | 8,000 | $0.00 | 8,000 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2022-08-31 | 8,000 | $0.00 | 8,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,184,730 | 2026-03-21 | No | 4 | M | Direct | |
| 25,774,354 | No | 4 | G | Indirect | ||
| 12,781,474 | No | 4 | G | Indirect | ||
| 12,781,474 | No | 4 | G | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 750,000 | Indirect | See Footnote |
| Class A Common Stock | 375,000 | Indirect | See Footnote |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on May 27, 2022.
- The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $31.18 to $32.17, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents a transfer of shares by the Freedom Revocable Trust dated February 28, 2017 as amended to The Baszucki Family Foundation.
- Due to an administrative error, the Reporting Person's Form 4 dated August 24, 2022 incorrectly reported that the transfer of 8,000 shares by the Reporting Person's Trust to each of the 2020 David Baszucki Gift Trust dtd 12/31/2018 and the 2020 Jan Baszucki Gift Trust dtd 12/31/2018 was of Class A shares. These transfers were of Class B shares. The balances reflected herein have been updated to correct this error.
- These shares are held directly by The Freedom Revocable Trust dated February 28, 2017 as amended, and for which the reporting person serves as trustee.
- These shares are held by The Baszucki Family Foundation. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Foundation.
- These shares are held by the 2020 Jan Baszucki Gift Trust dtd 12/31/2018 of which the Bessemer Trust Company of Delaware, N.A. serves as trustee. The spouse of the Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust.
- These shares are held by the 2020 David Baszucki Gift Trust dtd 12/31/2018 for which the Bessemer Trust of Delaware, N.A. serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust.
- All of the shares subject to the option are fully vested and exercisable as of the date hereof.
- Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the election of the Reporting Person and has no expiration date.
- Represents a transfer of 8,000 shares by the Reporting Person's Trust to each of the 2020 David Baszucki Gift Trust dtd 12/31/2018 and the 2020 Jan Baszucki Gift Trust dtd 12/31/2018. The Bessemer Trust Company of Delaware, N.A. serves as trustee for each of these Gift Trusts.
- Includes 180 shares of Class B Common Stock that had not previously been reflected in the Reporting Person's beneficially owned securities due to an administrative error.
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