Filing Details
- Accession Number:
- 0001144879-22-000092
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-28 18:41:55
- Reporting Period:
- 2022-11-28
- Accepted Time:
- 2022-11-28 18:41:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1144879 | Applied Blockchain Inc. | APLD | Services-Computer Programming, Data Processing, Etc. (7370) | 954863690 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1898844 | David Rench | 3811 Turtle Creekblvd, Suite 2100 Dallas TX 75219 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2022-11-28 | 25,000 | $1.96 | 145,631 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | $0.00 | 250,000 | 250,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
250,000 | 250,000 | Direct |
Footnotes
- Includes (i) 141,666 shares of restricted stock, of which 100,000 vested on October 11, 2022 (which date was the late of April 1, 2022 or, if later, the date that a registration statement including the resale of such shares is declared effective by the SEC), and 20,833 will vest on each of January 1, 2023, and April 1, 2023.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.
- One-sixth (1/6) of the RSUs vest on each of February 5 and August 5 of each of 2023, 2024 and 2025.