Filing Details

Accession Number:
0001209191-22-058874
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-28 16:56:54
Reporting Period:
2022-11-23
Accepted Time:
2022-11-28 16:56:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1831363 Terns Pharmaceuticals Inc. TERN () E9
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1764435 Lav Biosciences Fund V, L.p. Room 606-7, St. George'S Bldg.
2 Ice House Street, Central
Hong Kong K3 00000
No No Yes No
1844154 Ltd Venture Spring Oriental Room 606-7, St. George'S Bldg.
2 Ice House Street, Central
Hong Kong K3 00000
No No Yes No
1844158 Ltd Holdings Resources Hopewell Room 606-7, St. George'S Bldg.
2 Ice House Street, Central
Hong Kong K3 00000
No No Yes No
1844279 Ltd Aqua Lav Room 606-7, St. George'S Bldg.
2 Ice House Street, Central
Hong Kong K3
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-11-23 1,000,000 $5.50 405,583 No 4 S Indirect See footnotes
Common Stock Disposition 2022-11-23 333,334 $5.50 1,059,523 No 4 S Indirect See footnotes
Common Stock Disposition 2022-11-23 166,666 $5.50 529,762 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,286,698 Indirect See footnotes
Footnotes
  1. Shares held by LAV Biosciences Fund V, L.P.
  2. LAV Corporate GP, Ltd. is the general partner of LAV GP III, L.P., which is the general partner of the parent entity of Hopewell Resources Holdings Limited and Oriental Spring Venture Limited. LAV Corporate IV GP, Ltd., is the general partner of LAV GP IV, L.P., which is the general partner of the parent entity of LAV Aqua Limited. LAV Corporate V GP, Ltd., is the general partner of LAV GP V, L.P., which is the general partner of LAV Biosciences Fund V, L.P. Dr. Yi Shi is the managing partner of LAV Corporate GP, Ltd., LAV Corporate IV GP, Ltd., and LAV Corporate V, L.P. and has all voting and investment power with respect to shares beneficially held by each of Hopewell Resources Holdings Limited, Oriental Spring Venture Limited, LAV Aqua Limited and LAV Biosciences Fund V, L.P. Dr. Yi Shi is a managing partner at Lilly Asia Ventures.
  3. Shares held by Hopewell Resources Holdings Limited.
  4. Shares held by Oriental Spring Venture Limited.
  5. Shares held by LAV Aqua Limited.