Filing Details
- Accession Number:
- 0001209191-22-058859
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-28 16:20:55
- Reporting Period:
- 2022-11-23
- Accepted Time:
- 2022-11-28 16:20:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1715768 | Transphorm Inc. | TGAN | Semiconductors & Related Devices (3674) | 821858829 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1802710 | Primit Parikh | C/O Transphorm, Inc. 75 Castilian Drive Goleta CA 93117 | President And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-11-23 | 1,000 | $4.34 | 238,558 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-11-23 | 2,000 | $6.64 | 236,558 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2022-11-23 | 1,000 | $0.00 | 1,000 | $4.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 80,891 | 2026-11-29 | No | 4 | M | Direct |
Footnotes
- This sale price represents the weighted average sale price of the shares sold ranging from $6.63 to $6.67 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- The shares subject to the option are fully vested and exercisable.
Billionaire Hedge Funds
