Filing Details
- Accession Number:
- 0001437749-22-028099
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-28 15:35:19
- Reporting Period:
- 2022-11-23
- Accepted Time:
- 2022-11-28 15:35:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1901637 | Uscb Financial Holdings Inc. | USCB | State Commercial Banks (6022) | 874070846 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1916660 | Luis Aguilera La De | C/O Uscb Financial Holdings, Inc. 2301 N.w. 87Th Avenue Miami FL 33172 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Voting Common Stock | Acquisiton | 2022-11-23 | 7,034 | $13.50 | 57,034 | No | 4 | P | Direct | |
| Class A Voting Common Stock | Acquisiton | 2022-11-23 | 366 | $13.44 | 57,400 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $7.50 | 2017-04-01 | 2026-04-01 | 40,000 | 40,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $11.35 | 2020-04-01 | 2029-04-16 | 40,000 | 40,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $12.05 | 2022-09-27 | 2031-09-27 | 160,000 | 160,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2026-04-01 | 40,000 | 40,000 | Direct |
| 2029-04-16 | 40,000 | 40,000 | Direct |
| 2031-09-27 | 160,000 | 160,000 | Direct |
Footnotes
- The stock options vested at the rate of 25% per year commencing on April 1, 2017.
- The stock options remain exercisable until the earlier of (i) 10 years after the date of grant or (ii) three months after the Reporting Person ceases to be employed by the Issuer.
- The stock options are vesting at the rate of one-third per year commencing on April 1, 2020.
- The stock options are vesting at the rate of one-third per year commencing on September 27, 2022.
Billionaire Hedge Funds
