Filing Details
- Accession Number:
- 0001562180-22-007898
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-25 16:21:32
- Reporting Period:
- 2022-11-23
- Accepted Time:
- 2022-11-25 16:21:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1866368 | Clearwater Analytics Holdings Inc. | CWAN | Services-Prepackaged Software (7372) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1880112 | Subi Sethi | C/O Clearwater Analytics Holdings, Inc. 777 W. Main Street, Suite 900 Boise ID 83702 | Chief Client Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2022-11-23 | 5,397 | $4.40 | 5,397 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2022-11-23 | 5,397 | $18.17 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2022-11-25 | 3,991 | $4.40 | 3,991 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2022-11-25 | 4,000 | $4.40 | 7,991 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2022-11-25 | 4,000 | $4.40 | 11,991 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2022-11-25 | 4,500 | $4.40 | 16,491 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2022-11-25 | 1,500 | $4.40 | 17,991 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2022-11-25 | 4,000 | $4.40 | 21,991 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2022-11-25 | 4,000 | $4.40 | 25,991 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2022-11-25 | 4,000 | $4.40 | 29,991 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2022-11-25 | 4,000 | $4.40 | 33,991 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2022-11-25 | 3,999 | $4.40 | 37,990 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2022-11-25 | 3,000 | $4.40 | 40,990 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2022-11-25 | 3,001 | $4.40 | 43,991 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2022-11-25 | 200 | $4.40 | 44,191 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2022-11-25 | 3,000 | $18.24 | 41,191 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2022-11-25 | 4,500 | $18.11 | 36,691 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2022-11-25 | 4,000 | $18.15 | 32,691 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2022-11-25 | 3,999 | $18.25 | 28,692 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2022-11-25 | 4,000 | $18.13 | 24,692 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2022-11-25 | 3,991 | $18.08 | 20,701 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2022-11-25 | 4,000 | $18.17 | 16,701 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2022-11-25 | 3,001 | $18.19 | 13,700 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2022-11-25 | 4,000 | $18.21 | 9,700 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2022-11-25 | 1,500 | $18.13 | 8,200 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2022-11-25 | 4,000 | $18.01 | 4,200 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2022-11-25 | 4,000 | $18.09 | 200 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2022-11-25 | 200 | $18.23 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2022-11-23 | 5,397 | $0.00 | 5,397 | $4.40 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2022-11-25 | 3,001 | $0.00 | 3,001 | $4.40 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2022-11-25 | 4,000 | $0.00 | 4,000 | $4.40 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2022-11-25 | 4,500 | $0.00 | 4,500 | $4.40 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2022-11-25 | 3,000 | $0.00 | 3,000 | $4.40 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2022-11-25 | 4,000 | $0.00 | 4,000 | $4.40 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2022-11-25 | 3,991 | $0.00 | 3,991 | $4.40 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2022-11-25 | 4,000 | $0.00 | 4,000 | $4.40 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2022-11-25 | 3,999 | $0.00 | 3,999 | $4.40 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2022-11-25 | 4,000 | $0.00 | 4,000 | $4.40 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2022-11-25 | 4,000 | $0.00 | 4,000 | $4.40 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2022-11-25 | 4,000 | $0.00 | 4,000 | $4.40 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2022-11-25 | 1,500 | $0.00 | 1,500 | $4.40 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2022-11-25 | 200 | $0.00 | 200 | $4.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 94,241 | 2030-01-02 | No | 4 | M | Direct | |
| 91,240 | 2030-01-02 | No | 4 | M | Direct | |
| 87,240 | 2030-01-02 | No | 4 | M | Direct | |
| 82,740 | 2030-01-02 | No | 4 | M | Direct | |
| 79,740 | 2030-01-02 | No | 4 | M | Direct | |
| 75,740 | 2030-01-02 | No | 4 | M | Direct | |
| 71,749 | 2030-01-02 | No | 4 | M | Direct | |
| 67,749 | 2030-01-02 | No | 4 | M | Direct | |
| 63,750 | 2030-01-02 | No | 4 | M | Direct | |
| 59,750 | 2030-01-02 | No | 4 | M | Direct | |
| 55,750 | 2030-01-02 | No | 4 | M | Direct | |
| 51,750 | 2030-01-02 | No | 4 | M | Direct | |
| 50,250 | 2030-01-02 | No | 4 | M | Direct | |
| 149,556 | 2030-01-02 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $18.105 USD to $18.37 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $18.12 USD to $18.16 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $18.0118 USD to $18.07 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $18.085 USD to $18.13 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $18.22 USD to $18.23 USD; the price reported above reflects the weighted average sale price.
- Vests 41,251 share(s) on 02-Nov-2020, 16,750 share(s) on 02-Jan-2021, 16,750 share(s) on 02-Jan-2022, 16,750 share(s) on 02-Jan-2023, 16,750 share(s) on 02-Jan-2024, 16,750 share(s) on 02-Jan-2025
- Vests 61,875 share(s) on 02-Nov-2020, 25,125 share(s) on 05-Mar-2021, 25,125 share(s) on 01-Jan-2022, 25,125 share(s) on 01-Jan-2023, 25,125 share(s) on 01-Jan-2024, 25,125 share(s) on 01-Jan-2025
- This transaction was executed in multiple trades at prices ranging from $18.1915 USD to $18.30 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $18.08 USD to $18.145 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $18.13 USD to $18.16 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $18.10 USD to $18.1453 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $18.05 USD to $18.0952 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $18.16 USD to $18.20 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $18.10 USD to $18.30 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $18.20 USD to $18.23 USD; the price reported above reflects the weighted average sale price.
Billionaire Hedge Funds
