Filing Details
- Accession Number:
- 0001562180-22-007897
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-25 16:17:50
- Reporting Period:
- 2022-11-22
- Accepted Time:
- 2022-11-25 16:17:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1866368 | Clearwater Analytics Holdings Inc. | CWAN | Services-Prepackaged Software (7372) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1880115 | Gayatri Raman | C/O Clearwater Analytics Holdings, Inc. 777 W. Main Street, Suite 900 Boise ID 83702 | President, Europe And Asia | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2022-11-22 | 11,004 | $4.40 | 11,004 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2022-11-22 | 11,004 | $18.01 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2022-11-23 | 30,000 | $4.40 | 30,000 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2022-11-23 | 20,000 | $12.40 | 50,000 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2022-11-23 | 20,000 | $12.40 | 70,000 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2022-11-23 | 7,647 | $4.40 | 77,647 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2022-11-23 | 20,000 | $17.92 | 57,647 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2022-11-23 | 7,647 | $18.13 | 50,000 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2022-11-23 | 20,000 | $18.04 | 30,000 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2022-11-23 | 30,000 | $18.03 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2022-11-25 | 40,000 | $4.40 | 40,000 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2022-11-25 | 10,000 | $12.40 | 50,000 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2022-11-25 | 10,000 | $18.14 | 40,000 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2022-11-25 | 40,000 | $18.15 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2022-11-22 | 11,004 | $0.00 | 11,004 | $4.40 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2022-11-23 | 20,000 | $0.00 | 20,000 | $12.40 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2022-11-23 | 20,000 | $0.00 | 20,000 | $12.40 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2022-11-23 | 30,000 | $0.00 | 30,000 | $4.40 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2022-11-23 | 7,647 | $0.00 | 7,647 | $4.40 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2022-11-25 | 10,000 | $0.00 | 10,000 | $12.40 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2022-11-25 | 40,000 | $0.00 | 40,000 | $4.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 337,062 | 2030-03-16 | No | 4 | M | Direct | |
| 105,000 | 2031-03-07 | No | 4 | M | Direct | |
| 85,000 | 2031-03-07 | No | 4 | M | Direct | |
| 307,062 | 2030-03-16 | No | 4 | M | Direct | |
| 299,415 | 2030-03-16 | No | 4 | M | Direct | |
| 75,000 | 2031-03-07 | No | 4 | M | Direct | |
| 259,415 | 2030-03-16 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $18.14 USD to $18.14 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $18.02 USD to $18.25 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $18.00 USD to $18.08 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $17.87 USD to $17.97 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $18.02 USD to $18.37 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $18.00 USD to $18.14 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $17.90 USD to $18.17 USD; the price reported above reflects the weighted average sale price.
- Vests 25% on January 1, 2022, 1/48th thereafter on last day of month for 3 years beginning on 08-Mar-2021
- Vests 148,500 share(s) on 02-Nov-2020, 60,300 share(s) on 05-Mar-2021, 60,300 share(s) on 01-Jan-2022, 60,300 share(s) on 01-Jan-2023, 60,300 share(s) on 01-Jan-2024, 60,300 share(s) on 01-Jan-2025
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