Filing Details
- Accession Number:
- 0001209191-22-058741
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-23 18:53:40
- Reporting Period:
- 2022-11-21
- Accepted Time:
- 2022-11-23 18:53:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 94845 | Levi Strauss & Co | LEVI | Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) | 940905160 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1768700 | M. Seth Ellison | C/O Levi Strauss &Amp; Co. 1155 Battery Street San Francisco CA 94111 | Evp & Chief Commercial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2022-11-21 | 2,829 | $0.00 | 92,775 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2022-11-21 | 2,735 | $15.61 | 90,040 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Stock Appreciation Rights | Disposition | 2022-11-21 | 3,754 | $0.00 | 3,754 | $6.90 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2022-11-21 | 3,754 | $6.90 | 3,754 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2022-11-21 | 2,767 | $15.66 | 3,222 | $0.00 |
| Class B Common Stock | Stock Appreciation Rights | Disposition | 2022-11-21 | 6,415 | $0.00 | 6,415 | $6.10 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2022-11-21 | 6,415 | $6.10 | 6,415 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2022-11-21 | 4,573 | $15.66 | 4,573 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2022-11-21 | 2,829 | $0.00 | 2,829 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-02-01 | No | 4 | M | Direct | |
| 3,754 | No | 4 | M | Direct | ||
| 987 | No | 4 | D | Direct | ||
| 0 | 2023-02-09 | No | 4 | M | Direct | |
| 7,402 | No | 4 | M | Direct | ||
| 2,829 | No | 4 | D | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- Transaction pursuant to a previously established Rule 10b5-1 Plan.
- Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
- The price in Column 4 is a weighted average sale price. The prices actually received ranged from $15.58 to $15.631. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- 100% of these stock appreciation rights are fully vested.
- Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- Represents shares withheld by the company for taxes upon exercise of a stock appreciation right.
- The stock appreciation rights are performance stock appreciation rights that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable.
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