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Home > Insider Trading > Filing (0001213900-22-074967)

Filing Details

Accession Number:: 0001213900-22-074967
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-11-23 17:08:32
Reporting Period:: 2022-11-17

Accepted Time:: 2022-11-23 17:08:32
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
879911	Applied Energetics Inc.	AERG	Search, Detection, Navagation, Guidance, Aeronautical Sys (3812)	770262908

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1760590	Jr. E. John Schultz	C/O Applied Energetics, Inc. 9070 S. Rita Road, Suite 1500 Tucson AZ 85747		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.001 Per Share	Disposition	2022-11-17	17,500	$2.10	655,000	No	4	S	Direct
Common Stock, Par Value $0.001 Per Share	Disposition	2022-11-17	9,900	$2.07	645,100	No	4	S	Direct
Common Stock, Par Value $0.001 Per Share	Disposition	2022-11-17	5,000	$2.06	640,100	No	4	S	Direct
Common Stock, Par Value $0.001 Per Share	Disposition	2022-11-17	100	$2.08	640,000	No	4	S	Direct
Common Stock, Par Value $0.001 Per Share	Disposition	2022-11-18	10,000	$2.04	630,000	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $0.001 Per Share	500,000	Indirect	By Oak Tree Asset Management
Common Stock, Par Value $0.001 Per Share	750,000	Indirect	By Spouse

Footnotes

All shares directly owned are held in Mr. Schultz's Roth IRA. Mr. Schultz's total direct and indirect beneficial ownership of non-derivative securities is 1,880,000 shares.