Filing Details
- Accession Number:
- 0001549084-22-000073
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-23 15:17:02
- Reporting Period:
- 2022-11-21
- Accepted Time:
- 2022-11-23 15:17:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1549084 | Ekso Bionics Holdings Inc. | EKSO | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1201619 | Steven Sherman | C/O Ekso Bionics Holdings, Inc. 101 Glacier Point, Suite A San Rafael CA 94901 | Ceo & Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-11-21 | 15,599 | $0.00 | 713,829 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-11-21 | 5,787 | $1.26 | 708,042 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2022-11-21 | 15,599 | $0.00 | 15,599 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 31,199 | No | 4 | M | Direct |
Footnotes
- Represents shares sold by the Reporting Person on November 22, 2022 to cover tax withholding obligations incurred upon the vesting and settlement of the tenth installment of a restricted stock award originally reported by the Reporting Person in Form 4 filed with the Commission on March 10, 2022
- The sale price represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $1.26 to $1.27, inclusive. The Company can provide the full information regarding the number of shares sold at each separate price upon further request.
- The restricted stock units ("RSUs") were granted on March 8, 2022 in accordance with the terms of an Executive Employment Agreement entered into between the Reporting Person and the Company on January 21, 2022 (the "Effective Date").
- The RSUs vest in twelve equal installments on the first twelve monthly anniversaries of the Effective Date, starting February 21, 2022, such that the RSUs will be fully vested as of January 21, 2023. The tenth installment of RSUs vested on November 21, 2022 and were delivered to the Reporting Person upon settlement.
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