Filing Details
- Accession Number:
- 0001127602-22-026301
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-23 09:39:12
- Reporting Period:
- 2022-11-22
- Accepted Time:
- 2022-11-23 09:39:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137774 | Prudential Financial Inc | PRU | Life Insurance (6311) | 223703799 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1280546 | M Ann Kappler | 751 Broad Street, 5Th Flr Attn.: Regulatory Filings Unit Newark NJ 07102 | Evp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2022-11-22 | 1,870 | $108.60 | 9,779 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2022-11-22 | 223 | $78.61 | 10,002 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-11-22 | 223 | $108.65 | 9,779 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2022-11-22 | 1,516 | $78.08 | 11,295 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-11-22 | 1,516 | $108.65 | 9,779 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 2014 Employee Stock Option (Right to Buy) | Disposition | 2022-11-22 | 223 | $0.00 | 223 | $78.61 |
Common Stock | 2015 Employee Stock Option (Right to Buy) | Disposition | 2022-11-22 | 1,516 | $0.00 | 1,516 | $78.08 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2024-04-15 | No | 4 | M | Direct | |
0 | 2025-02-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 749 | Indirect | By 401(k) |
Footnotes
- Following the transaction reported on this Form 4, Ann Kappler continues to hold 9,779 shares directly and 749 shares indirectly in a 401(k) account. Ann Kappler also holds an additional 16,836 vested stock options, 1,127 unvested stock options, 8,528 restricted stock units and 34,711 target performance shares (the exact number awarded being dependent on achievement of performance goals).
- Amount reported has been adjusted to include 31 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2021, and September 30, 2022, based on a plan statement dated September 30, 2022. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
- The options vest in three equal annual installments beginning on April 15, 2015.
- The options vest in three equal annual installments beginning on February 10, 2016.