Filing Details
- Accession Number:
- 0001415889-22-011708
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-22 20:00:11
- Reporting Period:
- 2022-11-18
- Accepted Time:
- 2022-11-22 20:00:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1798749 | Aerovate Therapeutics Inc. | AVTE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1413006 | A George Eldridge | C/O Aerovate Therapeutics, Inc. 930 Winter Street, Suite M-500 Waltham MA 02451 | See Remarks | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-11-18 | 861 | $2.14 | 2,821 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-11-18 | 780 | $19.45 | 2,041 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-11-18 | 81 | $20.13 | 1,960 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2022-11-21 | 2 | $2.14 | 1,962 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-11-21 | 2 | $19.00 | 1,960 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2022-11-22 | 174 | $2.14 | 2,134 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-11-22 | 174 | $19.01 | 1,960 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2022-11-18 | 861 | $0.00 | 861 | $2.14 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2022-11-21 | 2 | $0.00 | 2 | $2.14 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2022-11-22 | 174 | $0.00 | 174 | $2.14 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
97,815 | 2031-04-01 | No | 4 | M | Direct | |
97,813 | 2031-04-01 | No | 4 | M | Direct | |
97,639 | 2031-04-01 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2022.
- Includes 1,960 shares purchased under the Issuer's 2021 Employee Stock Purchase Plan on October 31, 2022 in a transaction that is exempt under Rule 16b-3(c) and 16b-3(d).
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.06 to $20.045, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.095 to $20.29, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.00 to $19.03, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- A total of 98,676 shares subject to an employee stock option were granted on April 1, 2021, with 25% of this option vested on June 4, 2022, and the remainder vesting in 36 substantially equal monthly installments thereafter.