Filing Details

Accession Number:
0001415889-22-011708
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-22 20:00:11
Reporting Period:
2022-11-18
Accepted Time:
2022-11-22 20:00:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1798749 Aerovate Therapeutics Inc. AVTE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1413006 A George Eldridge C/O Aerovate Therapeutics, Inc.
930 Winter Street, Suite M-500
Waltham MA 02451
See Remarks No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-11-18 861 $2.14 2,821 No 4 M Direct
Common Stock Disposition 2022-11-18 780 $19.45 2,041 No 4 S Direct
Common Stock Disposition 2022-11-18 81 $20.13 1,960 No 4 S Direct
Common Stock Acquisiton 2022-11-21 2 $2.14 1,962 No 4 M Direct
Common Stock Disposition 2022-11-21 2 $19.00 1,960 No 4 S Direct
Common Stock Acquisiton 2022-11-22 174 $2.14 2,134 No 4 M Direct
Common Stock Disposition 2022-11-22 174 $19.01 1,960 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2022-11-18 861 $0.00 861 $2.14
Common Stock Stock Option (Right to Buy) Disposition 2022-11-21 2 $0.00 2 $2.14
Common Stock Stock Option (Right to Buy) Disposition 2022-11-22 174 $0.00 174 $2.14
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
97,815 2031-04-01 No 4 M Direct
97,813 2031-04-01 No 4 M Direct
97,639 2031-04-01 No 4 M Direct
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2022.
  2. Includes 1,960 shares purchased under the Issuer's 2021 Employee Stock Purchase Plan on October 31, 2022 in a transaction that is exempt under Rule 16b-3(c) and 16b-3(d).
  3. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.06 to $20.045, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
  4. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.095 to $20.29, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
  5. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.00 to $19.03, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
  6. A total of 98,676 shares subject to an employee stock option were granted on April 1, 2021, with 25% of this option vested on June 4, 2022, and the remainder vesting in 36 substantially equal monthly installments thereafter.