Filing Details

Accession Number:
0001144204-11-026798
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-06 16:26:41
Reporting Period:
2011-05-06
Filing Date:
2011-05-06
Accepted Time:
2011-05-06 15:26:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
876883 Mdc Partners Inc MDCA Services-Advertising Agencies (7311) 980364441
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1362627 L Scott Kauffman C/O Mdc Partners Inc.
950 Third Avenue
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Shares Acquisiton 2011-05-06 5,000 $16.46 29,198 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Shares 24,198 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Shares Stock Options $8.95 2006-04-28 2016-04-28 25,000 25,000 Direct
Class A Shares SARs $3.72 2010-03-10 2014-03-09 10,000 10,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-04-28 25,000 25,000 Direct
2014-03-09 10,000 10,000 Direct
Footnotes
  1. Includes shares of unvested Restricted Stock (Class A Shares) of the Issuer.
  2. Represents open market purchases.
  3. Stock Options (previously granted on April 28, 2006) vest over five (5) years from the grant date: 20% (5,000 options) on the first anniversary of the grant date, an additional 20% on each of the next four (4) succeeding anniversaries of the grant date, and expire on the tenth anniversary of the grant date.
  4. The Stock Appreciation Rights ("SARs") granted on March 10, 2009, vest over three (3) years from the Grant Date: 33% (3,300 Class A Shares) on the first anniversary of the Grant Date, 33% (3,300 Class A shares) on the second anniversary of the Grant Date, and 34% (3,400 Class A Shares) on the third anniversary of the Grant Date, and expire five (5) years from the Grant Date.