Filing Details
- Accession Number:
- 0001437749-22-027880
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-22 11:55:39
- Reporting Period:
- 2022-11-21
- Accepted Time:
- 2022-11-22 11:55:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1901637 | Uscb Financial Holdings Inc. | USCB | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1685230 | B. Robert Anderson | C/O Uscb Financial Holdings, Inc. 2301 N.w. 87Th Avenue Miami FL 33172 | Executive Vp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Voting Common Stock | Acquisiton | 2022-11-21 | 4,000 | $13.40 | 14,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Voting Common Stock | Options to Purchase Class A Voting Common Stock | $8.75 | 2021-09-10 | 2030-09-10 | 30,000 | 30,000 | Direct |
| Class A Voting Common Stock | Options to Purchase Class A Voting Common Stock | $12.05 | 2022-09-27 | 2031-09-27 | 60,000 | 60,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2030-09-10 | 30,000 | 30,000 | Direct |
| 2031-09-27 | 60,000 | 60,000 | Direct |
Footnotes
- The options vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 9/10/2020.
- The options remain exercisable until the earlier of (i) 10 years from the date of grant or (ii) three months after the Reporting Person ceases to be employed by the Issuer.
- The options vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 9/27/2021.
Billionaire Hedge Funds
