Filing Details
- Accession Number:
- 0001567619-22-020726
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-21 21:05:49
- Reporting Period:
- 2022-11-17
- Accepted Time:
- 2022-11-21 21:05:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
350894 | Sei Investments Co | SEIC | Security Brokers, Dealers & Flotation Companies (6211) | 231707341 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191721 | Kathy Heilig | Sei Investment Inc One Freedom Valley Oaks PA 19456 | Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-11-17 | 100 | $40.64 | 1,991 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-11-17 | 100 | $60.85 | 1,891 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2022-11-18 | 12,400 | $40.64 | 14,291 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-11-18 | 12,400 | $61.00 | 1,891 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to Purchase Common Stock | Disposition | 2022-11-17 | 100 | $0.00 | 100 | $40.64 |
Common Stock | Option to Purchase Common Stock | Disposition | 2022-11-18 | 12,400 | $0.00 | 12,400 | $40.64 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
12,400 | 2024-12-09 | No | 4 | M | Direct | |
0 | 2024-12-09 | No | 4 | M | Direct |
Footnotes
- Represents the weighted average of a range of sale prices from $60.85 to $61.36. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
- Of a grant of options to purchase 12,500 shares made on December 9, 2014, one-half became exercisable on December 31, 2017, and the remainder became exercisable on February 23, 2022.
- Received as employment compensation.