Filing Details
- Accession Number:
- 0001209191-11-026586
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-06 16:01:54
- Reporting Period:
- 2011-05-06
- Filing Date:
- 2011-05-06
- Accepted Time:
- 2011-05-06 15:01:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1123270 | Bank Mutual Corp | BKMU | Savings Institution, Federally Chartered (6035) | 392004336 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1189436 | J William Mielke | 4949 West Brown Deer Rd Milwaukee WI 53223 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-06 | 23,372 | $3.21 | 80,198 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-06 | 23,372 | $3.76 | 56,826 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to buy | Disposition | 2011-05-06 | 23,372 | $3.21 | 0 | $3.21 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-05-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 216,803 | Indirect | Trustee |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option to buy | $10.67 | 2014-05-03 | 80,000 | 80,000 | Indirect | |
Common Stock | Option to buy | $5.05 | 2021-01-18 | 15,000 | 15,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-05-03 | 80,000 | 80,000 | Indirect |
2021-01-18 | 15,000 | 15,000 | Direct |
Footnotes
- The weighted average of the trades that occured on May 6, 2011 was $3.7563. Prices ranged from a high of $3.78 to a low of $3.75 per share. The filer undertakes to provide, upon request by the SEC staff, to Bank Mutual Corporation or any security holder thereof, the full information regarding the number of shares sold at each separate price.
- Directors Stock Option. The option is fully vested.
- Stock option granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 18, 2012.