Filing Details
- Accession Number:
- 0001397911-22-000160
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-21 17:07:22
- Reporting Period:
- 2022-11-18
- Accepted Time:
- 2022-11-21 17:07:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1397911 | Lpl Financial Holdings Inc. | LPLA | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1298173 | Jr Francis William Glavin | C/O Lpl Financial Holdings Inc. 4707 Executive Drive San Diego CA 92121 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-11-18 | 458 | $217.74 | 2,218 | No | 4 | P | Indirect | Held by Spouse's Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Held by Spouse's Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 19,834 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased at prices ranging from $217.61 to $217.78, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.
- The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Billionaire Hedge Funds
