Filing Details
- Accession Number:
- 0001137774-22-000125
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-21 17:03:27
- Reporting Period:
- 2022-11-17
- Accepted Time:
- 2022-11-21 17:03:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1517518 | Clearbridge Energy Midstream Opportunity Fund Inc. | EMO | Life Insurance (6311) | NJ |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 729057 | Prudential Insurance Co Of America | 751 Broad Street Newark NJ 07102 | No | No | Yes | No | |
| 1137774 | Prudential Financial Inc | 751 Broad St Newark NJ 07102 | No | No | Yes | No | |
| 1755924 | Prudential Legacy Insurance Co Of New Jersey | 751 Broad Street Newark NJ 07102 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Series G Mandatory Redeemable Preferred Stock | Disposition | 2022-11-17 | 24 | $100,000.00 | 0 | No | 4 | J | Indirect | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person |
| Series K Mandatory Redeemable Preferred Stock | Acquisiton | 2022-11-17 | 24 | $100,000.00 | 24 | No | 4 | J | Indirect | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person |
| Series G Mandatory Redeemable Preferred Stock | Disposition | 2022-11-17 | 85 | $100,000.00 | 0 | No | 4 | J | Indirect | By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per |
| Series K Mandatory Redeemable Preferred Stock | Acquisiton | 2022-11-17 | 85 | $100,000.00 | 85 | No | 4 | J | Indirect | By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per |
| Series L Mandatory Redeemable Preferred Stock | Acquisiton | 2022-11-17 | 166,667 | $30.00 | 166,667 | No | 4 | P | Indirect | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Indirect | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person |
| No | 4 | J | Indirect | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person |
| No | 4 | J | Indirect | By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per |
| No | 4 | J | Indirect | By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per |
| No | 4 | P | Indirect | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person |
Footnotes
- Share transfer to Issuer on 11/17/2022 in exchange for Series K Mandatory Redeemable Preferred Stock.
- As grantor of the PICA Hartford Life & Annuity Comfort Trust.
- Share transfer from Issuer on 11/17/2022 in exchange for Series G Mandatory Redeemable Preferred Stock.
- Preferred stock owned directly by Prudential Legacy Insurance Company of New Jersey, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
Billionaire Hedge Funds
