Filing Details
- Accession Number:
- 0001415889-22-011639
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-21 17:00:28
- Reporting Period:
- 2022-11-17
- Accepted Time:
- 2022-11-21 17:00:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1819142 | Ses Ai Corp | SES | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1907008 | Hong Gan | C/O Ses Ai Corporation 35 Cabot Road Woburn MA 01801 | Chief Science Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2022-11-17 | 15,000 | $0.14 | 294,329 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2022-11-17 | 15,000 | $4.94 | 279,329 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2022-11-21 | 15,000 | $0.14 | 294,329 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2022-11-21 | 15,000 | $4.52 | 279,329 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option | Disposition | 2022-11-17 | 15,000 | $0.00 | 15,000 | $0.14 |
| Class A Common Stock | Stock Option | Disposition | 2022-11-21 | 15,000 | $0.00 | 15,000 | $0.14 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 69,233 | 2030-03-31 | No | 4 | M | Direct | |
| 54,233 | 2030-03-31 | No | 4 | M | Direct |
Footnotes
- Includes 279,329 shares of Class A common stock underlying restricted share units which are unvested.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.93 to $4.9701, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.52 to $4.5501, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- Reflects fully vested options granted on April 1, 2020, subject to the Reporting Person's continued service on the vesting date.
Billionaire Hedge Funds
