Filing Details
- Accession Number:
- 0001140361-11-025399
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-05 18:28:58
- Reporting Period:
- 2011-05-03
- Filing Date:
- 2011-05-05
- Accepted Time:
- 2011-05-05 17:28:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
867773 | Sunpower Corp | SPWRA | Semiconductors & Related Devices (3674) | 943008969 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1209945 | Bruce Ledesma | C/O Sunpower Corporation 77 Rio Robles San Jose CA 95134 | Evp, Gen Counsel & Corp. Sec. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2011-05-03 | 2,000 | $21.26 | 20,317 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2011-05-03 | 3,333 | $0.00 | 23,650 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2011-05-03 | 1,223 | $21.54 | 22,427 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units (RSUs) | Disposition | 2011-05-03 | 3,333 | $0.00 | 3,333 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,334 | No | 4 | M | Direct |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a previously adopted rule 10b5-1 trading plan dated as of June 2, 2010 by the reporting person.
- Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares.
- Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon vesting.
- The RSUs shall vest in three equal installments on each of August 16, 2010, May 3, 2011 and May 3, 2012.