Filing Details
- Accession Number:
- 0001209191-22-058112
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-21 16:16:09
- Reporting Period:
- 2022-11-17
- Accepted Time:
- 2022-11-21 16:16:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1715768 | Transphorm Inc. | TGAN | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1382883 | Mario Rivas | C/O Transphorm, Inc. 75 Castilian Drive Goleta CA 93117 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2022-11-17 | 3,571 | $5.67 | 118,202 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- The reported shares were sold to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.
- This sale price represents the weighted average sale price of the shares sold ranging from $5.45 to $5.98 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Billionaire Hedge Funds
