Filing Details
- Accession Number:
- 0001137774-22-000124
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-21 15:24:10
- Reporting Period:
- 2022-11-17
- Accepted Time:
- 2022-11-21 15:24:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1488775 | Clearbridge Mlp & Midstream Fund Inc. | CEM | Life Insurance (6311) | NJ |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 729057 | Prudential Insurance Co Of America | 751 Broad Street Newark NJ 07102 | No | No | Yes | No | |
| 1137774 | Prudential Financial Inc | 751 Broad St Newark NJ 07102 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Series D Mandatory Redeemable Preferred Stock | Disposition | 2022-11-17 | 160 | $100,000.00 | 0 | No | 4 | J | Indirect | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person |
| Series I Mandatory Redeemable Preferred Stock | Acquisiton | 2022-11-17 | 160 | $100,000.00 | 160 | No | 4 | J | Indirect | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person |
| Series M Mandatory Redeemable Preferred Stock | Acquisiton | 2022-11-17 | 285,715 | $35.00 | 285,715 | No | 4 | P | Indirect | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Indirect | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person |
| No | 4 | J | Indirect | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person |
| No | 4 | P | Indirect | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person |
Footnotes
- Share transfer to Issuer on 11/17/2022 in exchange for Series I Mandatory Redeemable Preferred Stock.
- Share transfer from Issuer on 11/17/2022 in exchange for Series D Mandatory Redeemable Preferred Stock.
Billionaire Hedge Funds
