Filing Details

Accession Number:
0000899243-22-036419
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-18 18:04:11
Reporting Period:
2022-11-16
Accepted Time:
2022-11-18 18:04:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1418076 Slr Investment Corp. SLRC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1034123 Steven Hochberg C/O Slr Investment Corp.
500 Park Avenue
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-11-16 3,000 $14.01 2,742 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 19,258 Indirect See Footnote
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. The reported price for the share sales made on November 16, 2022 is based on prices ranging from a low of $13.9700 per share to a high of $14.0700 per share. The reporting person undertakes to provide to SLR Investment Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth above.
  2. 19,258 shares of common stock of the Issuer are held by an entity for which the reporting person is a managing trustee. The reporting person has no pecuniary interest in the 19,258 shares held by the entity for which the reporting person is a managing trustee.