Filing Details

Accession Number:
0001209191-22-057930
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2022-11-18 17:12:06
Reporting Period:
2022-11-15
Accepted Time:
2022-11-18 17:12:06
Original Submission Date:
2022-11-17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1489393 Lyondellbasell Industries N.v. LYB () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1326628 Len Blavatnik C/O Access Industries, Inc.
40 West 57Th Street, 28Th Floor
New York NY 10019
No No Yes No
1391297 Access Industries Holdings Llc C/O Access Industries, Inc.
40 West 57Th Street, 28Th Floor
New York NY 10019
No No Yes No
1508226 Access Industries Management, Llc C/O Access Industries, Inc.
40 West 57Th Street, 28Th Floor
New York NY 10019
No No Yes No
1508227 Access Industries, Llc C/O Access Industries, Inc.
40 West 57Th Street, 28Th Floor
New York NY 10019
No No Yes No
1508237 Ai Investments Holdings Llc C/O Access Industries, Inc.
40 West 57Th Street, 28Th Floor
New York NY 10019
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Disposition 2022-11-15 20 $86.31 767,082 No 4 S Direct
Ordinary Shares Disposition 2022-11-15 7 $86.93 767,075 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $85.80 to $86.79, inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.
  2. Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
  3. The securities reported are held directly by AIIH and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.
  4. The reporting persons' sales of ordinary shares reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 4,000 shares, with the reporting persons' or their affiliate's purchase of 4,000 shares on November 1, 2022. The reporting persons have made arrangements with LyondellBasell Industries N.V. to voluntarily disgorge an aggregate of $37,197.89 to LyondellBasell Industries N.V., representing the full amount of the profit realized in connection with the short-swing transactions, less transaction costs.
  5. The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $86.80 to $87.33, inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.