Filing Details
- Accession Number:
- 0001739614-22-000124
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-18 17:06:37
- Reporting Period:
- 2022-11-17
- Accepted Time:
- 2022-11-18 17:06:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1739614 | Inhibrx Inc. | INBX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1366074 | Mark Lappe | C/O Inhibrx, Inc. 11025 North Torrey Pines Road, Suite 200 La Jolla CA 92037 | Chief Executive Officer | Yes | Yes | No | No |
1821266 | Trust Family Lappe | C/O Inhibrx, Inc. 11025 North Torrey Pines Road, Suite 200 La Jolla CA 92037 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2022-11-17 | 6,959 | $25.36 | 2,557,293 | No | 4 | S | Indirect | By the Lappe Family Trust |
Common Stock | Disposition | 2022-11-17 | 4,106 | $26.57 | 2,553,187 | No | 4 | S | Indirect | By the Lappe Family Trust |
Common Stock | Disposition | 2022-11-17 | 4,333 | $27.45 | 2,548,854 | No | 4 | S | Indirect | By the Lappe Family Trust |
Common Stock | Disposition | 2022-11-17 | 1,767 | $28.86 | 2,547,087 | No | 4 | S | Indirect | By the Lappe Family Trust |
Common Stock | Disposition | 2022-11-17 | 6,773 | $30.15 | 2,540,314 | No | 4 | S | Indirect | By the Lappe Family Trust |
Common Stock | Disposition | 2022-11-17 | 912 | $30.67 | 2,539,402 | No | 4 | S | Indirect | By the Lappe Family Trust |
Common Stock | Disposition | 2022-11-17 | 1,150 | $32.38 | 2,538,252 | No | 4 | S | Indirect | By the Lappe Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By the Lappe Family Trust |
No | 4 | S | Indirect | By the Lappe Family Trust |
No | 4 | S | Indirect | By the Lappe Family Trust |
No | 4 | S | Indirect | By the Lappe Family Trust |
No | 4 | S | Indirect | By the Lappe Family Trust |
No | 4 | S | Indirect | By the Lappe Family Trust |
No | 4 | S | Indirect | By the Lappe Family Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 500,000 | Indirect | By trust |
Common Stock | 59,462 | Indirect | The Mark Paul Lappe Roth IRA |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mark P. Lappe.
- The shares were sold in multiple transactions at prices ranging from $25.00 to $25.985, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
- These securities are directly owned by the Lappe Family Trust. Mark P. Lappe is a trustee of the Lappe Family Trust and, in such capacity, may be deemed to indirectly beneficially own the securities owned by the Lappe Family Trust.
- The shares were sold in multiple transactions at prices ranging from $26.01 to $26.96, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
- The shares were sold in multiple transactions at prices ranging from $27.04 to $28.00, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
- The shares were sold in multiple transactions at prices ranging from $28.47 to $29.40, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
- The shares were sold in multiple transactions at prices ranging from $29.47 to $30.31, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
- The shares were sold in multiple transactions at prices ranging from $30.52 to $30.68, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
- The shares were sold in multiple transactions at prices ranging from $31.97 to $32.75, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
- These securities are directly owned by a trust, for the benefit of the reporting person's immediate family. Mark P. Lappe, as an immediate family member of the beneficiaries of the trust, may be deemed to indirectly beneficially own the securities owned by the trust.