Filing Details

Accession Number:
0001209191-22-057892
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-18 17:01:10
Reporting Period:
2022-11-16
Accepted Time:
2022-11-18 17:01:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1811414 Quantumscape Corp QS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1177264 Iii O Michael Mccarthy C/O Quantumscape Corporation
1730 Technology Drive
San Jose CA 95110
Chief Legal Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2022-11-16 33,265 $7.37 412,771 No 4 F Direct
Class A Common Stock Disposition 2022-11-17 20,000 $7.15 392,771 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
Footnotes
  1. Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.25 to $7.55, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  3. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.05 to $7.25, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  5. Includes 272,718 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.